Disclosures under IA Regulations
AQRT Wealth Management Private Limited (herein referred to as the Company) is a Private Limited Company registered under the Companies act, 2013, having its registered office at 2nd Floor, No.9/36,201. Vaishnavi Sapphire Centre, Tumkur Road, Yeswanthpura, Bangalore, Karnataka, 560022
The Company was incorporated on 26 th June, 2023 and operates under brand name “Qrate Wealth”
The Company got registered with SEBI as an investment adviser on 19 th October, 2023 and is valid till perpetual (Reg No: INA000018513).
About the Directors:
The details of the Directors are as follows:
Kuldeep Hegde has worked for 13 years in Asset and Wealth Management Industry. Most recently he was with BlackRock as a Director, heading Data Insights & Analytics within Aladdin WealthTech in India. Prior to BlackRock, Kuldeep worked with Copal Amba, a Moody’s company. Kuldeep started his career in ICICI Securities as a Management Trainee. Kuldeep has a bachelor’s degree in engineering majoring in Mechanical Engineering and Post Graduate Diploma in Management majoring in Finance.
Poornima Shetty is a Financial Controller and Compliance officer, who offers strategic vision, Financial discipline at Qrate Wealth. She brings over a decade of experience as a Financial Controller in a Manufacturing firm.
About Business activities:
Qrate Wealth has been found with an intent to provide clients with holistic advice on their entire portfolio thereby help them achieve better financial outcome. We offer investment advisory services to our clients, customizing investment portfolios based on their specific goals and risk profiles. These portfolios comprise a range of investment products, all subject to a thorough “Product Suitability Check tailored to each client’s unique parameters.
Disciplinary History:
There are no outstanding litigations or no disciplinary history against the Company and its Directors. Disclosure about conflict of interest: The Company is not registered with AMFI, IRDA or any other SEBI Intermediaries.
Disclosure about holding position of the Company and the Directors:
The Company and the Directors may have a holding position in the same financial products and securities which are subject matter of advice given to the clients.
Other Disclosure:
The Company shall provide execution services only through direct schemes /products in the market. Mr. Kuldeep Hegde, Principal Officer and the person associated with the Investment Advice shall be responsible for providing implementation services. However, the Company will not receive any consideration for the execution services. The distribution and implementation / execution services shall be carried on through a separate identified department/division and shall be arm’s length with all the advisory clients. The compliance requirements for client level segregation will be followed by the Company at all times.
