Status of complaints
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last year are as under:
Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
1 | FY 2023 – 24 | – | – |
Status of Client Complaints for the month ending September 2024 as per the latest SEBI guideline
Sr. No. | Received From | Pending at the end of last month | Received during the month | Resolved* | Total Pending# | Pending complaints >3 months | Average Resolution time^ (in days) |
1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | N/A |
2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | N/A |
3 | Other Sources (If any) | 0 | 0 | 0 | 0 | 0 | N/A |
Grand Total | 0 | 0 | 0 | 0 | 0 | N/A |
^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by a total number of complaints resolved in the current month.
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
The trend of monthly disposal of complaints for last 12 months
Sr. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
1 | November 2023 | 0 | 0 | 0 | 0 |
2 | December 2023 | 0 | 0 | 0 | 0 |
3 | January 2024 | 0 | 0 | 0 | 0 |
4 | February 2024 | 0 | 0 | 0 | 0 |
5 | March 2024 | 0 | 0 | 0 | 0 |
6 | April 2024 | 0 | 0 | 0 | 0 |
7 | May 2024 | 0 | 0 | 0 | 0 |
8 | June 2024 | 0 | 2 | 2 | 0 |
9 | July 2024 | 0 | 0 | 0 | 0 |
10 | August 2024 | 0 | 0 | 0 | 0 |
11 | September 2024 | 0 | 0 | 0 | 0 |
12 | Octoberber 2024 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 2 | 2 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
The trend of annual disposal of complaints
Sr. No. | Year | Carried forward from previous year | Received | Resolved* | Pending# |
1 | 2023 | 0 | 0 | 0 | 0 |
2 | 2024 | 0 | 2 | 2 | 0 |
Grand Total | 0 | 2 | 2 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
